AdvisoryDue diligence
| Customer: | Major US Financial Securities company |
| Advisory Assignment: | Vendor Evaluation / Due diligence |
| Activities performed: |
* Short listing potential Vendors
* Visit short-listed Vendors along with the customer team - Interview key-people - Understanding company culture, capabilities, expertise - Facility evaluation for security confidentiality & business continuity * Prepare the report of evaluation with ratings and recommendations |
IT spent analysis
| Customer: | Major US Financial Securities company |
| Advisory Assignment: | IT spend analysis to optimize IT budget |
| Activities performed: |
* Understanding the Background from CFO * Understanding the overview of IT budget from CIO * Understanding their Sourcing Strategy through interviews with key managers * Gathering expense data * Quantitative and qualitative analysis of data * Prepare the report along with supportive data & recommendations |
JSDA Regulatory
| Customer: | Major US Financial Securities company |
| Advisory Assignment: | PMO for JSDA regulatory requirement |
| Activities performed: |
* Coordinate with concerned departments and oversea branches * Coordinate with solution package vendor * Resolve the conflict among the departments * Progress/ Issue/ Resource management |
Offshore Utilization
| Customer: | Japanese Consulting Firm |
| Advisory Assignment: | Report on Business process / IT Outsourcing trends of global Financial Services firms |
| Activities performed: |
* Conduct interview with major multinational financial companies * Analyze the market trend * Prepare the report in customer desired format |
US SOX compliance
| Customer: | Major US consulting firm |
| End User Profile: | Japanese Trust Bank |
| Consulting Assignment: | US SOX compliance support
* End User company was classified as Significant Subsidiary of SEC listed Holding company and need to be compliant with US SOX requirement |
| Activities performed: |
* Documentation and Evaluation support for ITGC on following 6 area and Access Control: - 2 in M/F environment, 2 in Open environment, 2 in Oversea branches * Support for determination of spreadsheet control approach, documentation and evaluation * Documentation and Evaluation support for oversea branches (LDN & NY) for following Business Processes (PLC & ITAC) and ITGC: - FX, Securities, Repo, Derivatives (Listed & OTC), Money Market, Accounting |
Change Management
| Customer: | Major US consulting firm |
| End User Profile: | Audit Firm |
| Consulting Assignment: | Change Management for Organization change with introduction of Core IT Application system |
| Activities performed: | * Conduct the introduction and training of New System |
J-SOX compliance
| Customer: | Major US consulting firm |
| End User Profile: | Electric machinery |
| Consulting Assignment: | J-SOX compliance support |
| Activities performed: |
* Documentation and Evaluation support of ITGC for 7 subsidiaries |
Early Closure of Accounts
| Customer: | US consulting firm |
| End User Profile: | Retail company |
| Consulting Assignment: | Early closing of Accounts / Books |
| Activities performed: |
* Understanding the new system features and analyze the impact to business operations * Change management - Conduct the training - Support the new business operation |
Credit Card
| Customer: | Japanese Consulting firm |
| End User Profile: | Credit Card business in China |
| Consulting Assignment: | Credit Card business in China |
| Activities performed: |
* Conduct interview with major credit card companies * Prepare the report in customer desired format * Provide the own provision |
Liquidation process
| Customer: | Major US Financial Securities company |
| Consulting Assignment: | Liquidation process support for IT related area |
| Activities performed: |
* Ongoing support IT infra ( PC, network, telephone ) - Trouble shoot - Configuration changes * Specify and obtain the required data from US and Purchaser company in Japan * Hearing data requirement from end-users * Coordinate data delivery with Nomura, LB other entities, LBJ |
Reconciliation System
| Customer: | Major US Financial Securities company |
| IT Service Assignment: | Reconciliation System Development
* Objective is to develop the systems to allow the various manual based reconciliations to be automated process |
| Technology Stack: | SmartStream TLM, Informatica, Java, Perl/ Shell, Unix, Sybase |
| Activities performed: |
* User Requirement gathering and finalization * Design and develop the various reconciliation applications * UAT support * Develop the GUI based maintenance tool for Global Support Team |
Netting Engine
| Customer: | Major US Financial Securities company |
| IT Service Assignment: | Netting Engine Development
* It is STP between various Dealing Systems and Back Office Systems along with complicated business logic |
| Technology Stack: | J2EE, Java, Weblogic 9, Oracle, Sybase, Unix |
| Activities performed: |
* User Requirement gathering and finalization * Design and develop the various reconciliation applications * UAT support |
Due diligence
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Due diligence
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Due diligence
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Due diligence
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